Buddhist
Meditation and Brain Waves
Buddhist Meditation,
Brain Waves, and the Pathways to Liberation
I teach meditation regularly at the Manitoba Buddhist
Temple. In the last few years there has been much research
on the human brain and brain waves.
The Dalai Lama was very involved in scientific experiments
concerning the relationships between the brain, meditation
and consciousness. Also, scientists are doing extensive
research on spirituality and wellness. All of this was much
in the news as I blithely went about my dharma activities
for the temple community.
One day we were sitting in a Sharing Circle at the close of
a meditation session and it suddenly hit me that Shakyamuni
in the discussion of the Jhanas was talking about the
experience of the brainwaves! Of course, there was no idea
of brain waves 2600 years ago. Shakyamuni used words
indicating levels of consciousness or awareness that arise
according to causes and conditions. His jhanic experiences
were actual experiences, not contrived intellectual
theories. They overlapped with many meditation systems of
his epoch. This included Hindu, Jain and independent
systems. Shakyamuni claims to have united the best of these
insights with his own experiences. The jhanic experience he
describes does not, however, center on a God centered
search, not even the acknowledgement of an eternal
self-soul-identity. Shakyamuni’s experiences also overlap
well with our current brain wave and brain structure
schemes, as we shall soon see.
A major difference between Shakyamuni and modern science is
that many scientists believe that they are perfectly
objective and that this objectivity involves a detached
amoral, uninvolved point of view. However, according to
Shakyamuni, the ability to stand back and let reality speak
to you on its own terms begins with the Eightfold Path and
the Five Precepts. There is also the matter of personal
cleanliness, followed by proper diet. It also involves a
rest-activity cycle. The results are a self-transcendent,
transpersonal oneness with all being. There emerges a kind
of detached, loving-kindness for all suffering beings. Only
then can true objectivity emerge whereby knowledge and
understanding take their toll. Then reality speaks to us
its own terms. Something that science has promised us but
failed to deliver as it becomes increasingly enmeshed in
the power politics, military adventures and social theories
of the day. Of course, Buddhism as an organized religion
can fail to live up to its promise as well, and often for
the same reasons!
BRAIN WAVES AND THE JHANIC EXPERIENCE
The brain wave activity of the daily mind is beta. It is
very dynamic at about 15-40 cycles per second. The graph is
sharp, pointy and compact. This is the waking brain
involved in debates, daily work activities and engaged
conversation, for example. In Shakyamuni’s terms, this it
the world of individualized being interacting with
individualized being driven by the karma of thought, word
and deed. Before we can even begin to enter a jhanic
experience, we first must get this network of individuals
in relationship through the karma of thought, action and
speech in focus and give it a new direction.
This is done by the Five Precepts: avoid killing, avoid
possessiveness, avoid unfaithfulness, avoid perverting the
flow of accurate data, and not to burden the mind-brain
with intoxicants. In this way the flow of events are given
focus and direction.
But these Five Precepts are only the beginning. There are
the elements of the Eightfold Path: synergic ally effective
views, mind activities, speech, bodily activity,
livelihood, energy, mind balance and focus. These do not
have to be brought to perfection, but practiced with
sincerity and determination in all humility. I have had
success using the metta, or loving kindness, meditation as
the foundation of all meditation practices.
This is the motivation to practice those lists above within
a reasonable range of opportunity and ability. Shakyamuni
insisted that we could never attain that celebrated
scientific level of objectivity as long as ignorance,
hatred and greed drive our minds. The five Precepts and the
Eightfold Path are antidotes to these three poisons, for
they pollute our meditations, too. They make the attainment
of any meditation goals highly unlikely!
So far we have brought our experience of the beta waves
into a new context called the Access Concentration. It is a
context that prepares us for the entry into the alpha
experience. The access concentration is a kind of
transition gateway. It carries us, sometimes unnoticed,
from beta to alpha.
There are five features of the First Jhana: thinking and
wondering, unbroken attention on the meditation or the
object of meditation, physical joy (piti) and
emotional/psychological/ spiritual joy (sukha) and
single-pointed ness of mind (ekaggata/isshin). “ Detached
from sensual objects, o monks, detached from unwholesome
states of mind, the monk enters the first jhana while still
with ideation and analysis with the said detachment filled
with piti and sukha.” (Note: all of these quotes are a
paraphrasing of the sutras. There are many translations and
some are online. Check them out for yourself.)
The change to the alpha or second jhana is subtle and often
happens unnoticed. This is because it maintains the
detachment and the piti and sukha while abandoning analysis
and ideation. “After the lessening of ideation and
analytical thought he gains oneness of mind and enters into
a state free of these two. Thus the Second Jhana is born of
detachment and one pointedness of mind, filled with piti
and sukha.” The alpha brain wave activity is typically 9-14
cps. These cycles are not as compact as the beta, but they
exhibit higher peaks and deeper valleys in the graphic
representations. If we have finished a task with
satisfaction and are resting we often slip into alpha.
Taking a quiet walk in a garden also can put us into this
state of mind. Many meditation courses are geared to this
experience. Alpha does indeed have positive physical and
emotional benefits. Alpha (first and second jhana) is not,
nor should it be, the sum and substance of meditation.
There are many health benefits to the alpha experience, but
the experience of alpha does not indicate that the mediator
has seen God, nor dies it indicate the attainment of
satori!! Meditation after all is said and done, should lead
us beyond delusion, and not anchor us to it.
The third jhana is entered when we have detachment with
regards to piti and sukha. This leaves us with peaceful,
balanced but attentive mind. This is called “aware
equanimity.” “After the fading of joy, the monk experiences
equanimity, mindfulness and is clearly consciousness. He
can thus enter the third jhana.” This it the theta
experience. Theta is usually 5-8 cps. On a graph they are
more open and less pointy. When we take a mental timeout or
daydream we often are in theta. Runners ‘in the zone’ are
often in theta.
Thinkers and writers often create from within theta. Ideas
seem to flow more readily. Everything seems to happen by
itself, automatically and “as they should.” We seem to be
riding a wave while our minds are in a state of quiet
contentment. Actors and athletes feel that things are
standing still while in motion at the same time, and their
mind is in total selfless focus. They often explain that
they lost both body and personal consciousness while
totally focused so that everything happens spontaneously
just as it should. This is the third jhana. People can
dwell in theta for extended lengths of time. One such
experience is when we just come out of sleep and lie there.
It seems that our bodies are asleep, but the observing mind
is wake, indeed more awake than ever. This is an important
time and should not be rushed. Explore it. Then try to
duplicate it in your meditations.
An important study in 1979, THE QUIET THERAPIES by D.
Reynolds, is perhaps the first scientific study of
brainwaves and Zen meditation. It showed that Zen mediators
could indeed combine beta, alpha and theta in a new
extended brainwave activity! This hints at the great
plasticity of the human mind-brain that we dare now to
explore. It is important to keep in mind that the jhanas
and the brainwaves are perfectly natural events. In other
times people thought they had been in the grips of a
spirit, or had connected with the transcendent, divine. But
Shakyamuni insists that we must not stop here, and that
further these experiences lie with the nature of the mind.
They are common, everyday experiences to anyone with a
brain. We are here guiding them in a direction that will
become clearer as we proceed with the brain wave/jhanic
experience.
Each jhana could be misunderstood as the final goal of
meditation. If you have read books on meditation you will
recognize these states of mind. They are not mystical state
that put us on a higher level than our fellow beings. This
is delusion again. They are stages on the way to the other
jhanas. The fourth jhana is similar to the delta one
brainwave experience. Delta is about 1.5 to 4 cps. When we
fall asleep we enter delta. The transition between the
third, theta and the fourth, delta one, is important for it
is here that dream meditations can be achieved. Here we are
relaxed, conscious and full of equanimity. It is a
transition between waking and sleeping. Here we can
remember our dreams and ‘sink’ back into our dream state
and change them. This is dream therapy in which we become
conscious actors interacting with the content and symbolic
nature of dreams. But if we use this for power, status or
spiritual entertainment, our dreaming becomes a trickster.
At each jhana there is the possibility to get misguided.
Each has its dangers and temptations. This is the reason
that a supportive community of like-minded individuals is
important. As is of course some one as an experienced,
nurturing, unself-preoccupied referent is so important.
Also, this is the reason that Shakyamuni insisted that none
of the jhana were to simply ‘hang out.’ “After abandoning
both pleasure and pain, happiness and grief, the monk
enters into a state beyond pleasure and pain with
equanimity and an attentive mind, the fourth jhana.”
The fifth jhana is similar to what I call delta2. It is at
2-3 cps. This is dreamless sleep. People in a coma are
often said to be in this state. It Shakyamuni’s day, it was
thought that those in a coma were in this state and if they
lived they awoke in their bodies and continued living in
the accustomed state of individuation. If they died the
body died, but the mind was reborn again into a new form
depending on the karmic pattern of their thinking, actions
and words. Thus they continued the cycles of individuation
and re-individuation driven by karmic patterns. Here, of
course, the experiences of Shakyamuni and modern science
part company. He is also at odds with much of
Judeo-Christian-Muslim theology. This fifth jhana is the
jhana of Infinite Space. We experience here our boundaries
expanding until the vanishing point. We have overcome our
sense of individuality and experienced infinite expansion
of boundaries in all directions. It is as if a pilot of a
hang glider were to look down to discovering that the earth
had vanished. But the karmic pattern of our lives need not
bind us to re-individuation again and again. It is within
our given abilities to go even further that the samsaric
round of re-individuations carrying our karmic burden with
us. The state of Infinite Space gives us an opportunity. It
in itself is not the end of the spiritual quest, as is
mistakenly thought. It is here, too, that Shakyamuni gives
us a new insight into the brain-mind’s abilities. He
insists that we still have further to go. There are more
waves to experience!
The sixth jhana includes becoming detached from Infinite
Space and the arising of the awareness of infinite
consciousness. The mediator abides in this state, sometimes
for a long time. If you have become one with infinite space
your consciousness has, tacitly, become infinite
consciousness. Here the cycles of re-individuation can be
left behind. It is also at this time that one can enter the
Bodhisattva path. We can experience a boundless compassion
for al suffering beings and choose to re-enter the samsaric
cycle to liberate all beings. In the traditional religious
language, a Bodhisattva is one who refuses salvation for
him/herself until all other beings are saved first, even
unto the dust on the soles of the feet. This is the
experience Albert Schweitzer had on the Ogowe River. All
beings that enter this path experience an overwhelming
oneness with all being. It results from an awareness of the
shared pain of existence and the arising of universal
compassion. Reverence for Life is the dominant theme of
their mind way. People who have awakening experiences based
on and intense awareness of finitude, suffering, and
impermanence often slip into this jhana easily. Their
re-emergence back into the world of individuation is never
again based on the karma of the three poisons of ignorance
hatred and greed that arise naturally out of egological
mind ways. The danger here is the trap of feeling that we
have become Divine, or are one with the Divine in fact and
substance. Here we fall prey to spiritual hubris. It is
depicted in Christianity as the Fall of the Angels. They
all come crashing to earth. This means we have to start our
spiritual work all over again, for we have actually reached
bottom.
The seventh jhana of the base of nothingness states,
“Through the total overcoming of the boundless
consciousness there arises the idea “Nothing is there!” The
monk abides in this “nothing is there.” Infinity and
Nothingness are sister experiences, in a sense versions of
each other. That is why it is possible to shift from
infinite space to infinite consciousness to nothingness.
The Heart Sutra and the Zen masters are adept at presenting
this as an actual lived experience. The danger in this
jhana lies in the wrong turn that leads us to a
pathological condition wherein a person is devoid of all
compassion. There are people who feel that they have
reached a superior state of being by feeling nothing for
other beings. It is similar to socio-psychopathology. The
cure is to start all over again until this cul-de-sac is
seen for what it is. Buddhist transcendence is an
inclusive, accumulative transcendence. It is never an
excuse for unfeeling, irresponsible relationships for other
beings. Neither does our meditations (There are over 40 in
the sutras.) bestow upon us a Ph. D. in World!! But then,
we should go on to the next jhana!
The eighth jhana: “Through the total overcoming of the
sphere of Nothingness, we enter the sphere of neither
perception nor non-perception and abide therein.” It is
difficult to explain because there is nothing to explain.
The word perception used here is a translation of samjna.
It refers to the compiling, universalizing aspect of
consciousness. In the eighth jhana we let go of infinity,
emptiness and indeed of having a mind and consciousness, of
having an identity or an eternal soul. It is the emptiness
of emptiness, reminding us that attachment to emptiness is
also a form of clinging. Remember the human mind has a
natural predisposition to experience these states.
All of the jhanas are naturally occurring. It is simply
necessary to have the right conditions and the mind will
find its own way to the jhanas. In some cases the jhanas
arise in an individual for no apparent cause whatsoever. In
some cases they are experienced as a gift of a particular
Buddha. However they arise, they are still the antidote to
the egological mind feed by ignorance, hatred and greed.
We express liberation with the words anuttara samyak
sambodhi. If we were to look each particle of this line of
words up in a Sanskrit/Pali dictionary we would be able to
come up with the following phrase: There is no higher
attainment than that which embraces both being and
non-being and then goes beyond both being and non-being in
a transcendent oneness arising out of the perfection of the
great exquisite awakening. (Whew).
You cannot say this state of being exists. You cannot say
this state of being does not exist. You cannot say this
state of being both exists and does not exist. You cannot
say this state of being neither exists, nor does not exist.
This is nirvana, the Great Mystery (Dharmakaya) beyond all
thought and no thought.... beyond all theories, ideologies
and descriptions. These are exactly the words Shinran used
to describe the Nembutsu.
But that is another story.
Sensei Ulrich
September 2004